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Approval of transactions in listed securities outside a securities exchange

  • Agency: Capital Markets Authority
  • Purpose: To ensure maximum transparency in listed transactions and to allow the market forces to determine transaction values and parties
  • Application Fee: No Fee
  • License Fee: i) Transfer pursuant to Reg 57(a) or (b): No charge (ii) Transfer that does not result in any change in beneficial ownership: 0.1% (iii) Any other transfer resulting in a change of beneficial ownership: 0.5%
  • Maximum Processing Time: Not Prescribed
  • Statutes:
  • Gazetted On: 2002-07-19
  • Related Websites: www.cma.or.ke
  • Validity: One time approval
  • Enactment: 1990-12-31
  • Contact Office: The Chief Executive, Chief Executives Office,Capital Markets Authority
  • License Type: Certificate/Registration
  • As prescribed by Regulation 59, Capital Markets (Licensing Requirements) (General) Regulations, 2002
  • Licensing Body: Capital Markets Authority
    • Head Office

      • Tel: +254 (020) 2221910 254 (20) 2221869
      • Physical Address: 5th Floor Reinsurance Plaza, Taifa Road
      • Postal Address: P.O. Box 74800 - 00200
      • City: Nairobi City County
      • Email Address: corparate@cma.or.ke Email this Agency
      • Website: http://www.cma.or.ke
      • Operating Hours: 8 am to 5 pm on working days
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